PRIIPs – Live date 1 January 2018
Recent
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Revised Regulatory Technical Standards (RTS) issued by European Commission, following rejection by European Parliament in September 2016 and rejection of revisions by the European Supervisory Authorities (ESAs) in December 2016 |
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European Parliament officially raised no objections, accepting the revised RTS |
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ALFI (Association of the Luxembourg Fund Industry) published Issue 1 of its PRIIPs KID Q&As |
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FCA Issued Policy Statement PS17/6 on disclosure rules under PRIIPs |
Due
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Level 3 guidance from the ESAs in the form of Q&As expected |
June 2017 |
MiFID II – Live date 3 January 2018
Recent
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Financial Services and Markets Act 2000 (Regulated Activities) (Amendment). Order 2017 incorporated MiFID II into UK law |
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FCA issued its 5th MiFID II consultation paper, CP17/8 |
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PRA issued PS9/17, its second Policy Statement on MiFID II implementation |
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ESMA issued its final guidelines on MiFID II product governance requirements |
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ESMA issued its guidance Q&As on MiFID II and MiFIR investor protection |
Due
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Second FCA policy statement on MiFID II implementation due |
June 2017 |
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European Working Group’s target date to issue the final European MiFID Template (EMT) to transfer costs & charges and target market data from asset managers to distributors |
End June 2017 |